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Section 25. Regulation of Option Trading - Securities Regulation Code

Section 25. Regulation of Option Trading of Securities Regulation Code. Section 25. Regulation of Option Trading. - No member of an Exchange shall, directly or indirectly endorse or guarantee the performance of any pu

  • Subjects 9 Bar syllabus groups
  • Codals 48 Primary legal sources

Securities Regulation Code

Section 25. Regulation of Option Trading. - No member of an Exchange shall, directly or indirectly endorse or guarantee the performance of any put, call, straddle, option or privilege in relation to any security registered on a securities exchange. The terms "put", "call", "straddle", "option", or "privilege" shall not include any registered warrant, right or convertible security.

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